Specialist, Compliance

What you’d do

Runs compliance for wealth management, including code of ethics, conflicts of interest, and the corporate compliance program. Advises business partners on laws and standards and supports investment services committees. Full time. Found on the employer's careers page on Oct 18, 2026. Apply through the link.

You’ll need

• 7-10+ years investments experience in wealth management, asset management, or financial services
• Experience in compliance or risk management preferred
• Communication skills for sensitive or difficult situations
• Knowledge of laws, rules, and regulatory standards