Business & FinanceOn site
Broker Dealer Advisory Manager
Capital OneNew York, NY
$165,700–189,200/yr
Posted Sep 22, 2026
What you’d do
Supports Capital One's broker dealer compliance program, covering areas such as mergers and acquisitions, investment banking, underwriting, equity sales, trading and research. Full time role requiring a bachelor's degree, at least 4 years of compliance experience, and valid Series 7 and Series 24 licenses. Found on the employer's careers page on Sep 29, 2026. Apply through the link.
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