Americas Market Conduct Regulatory Relations Director (AVP)

What you’d do

Manage concurrent regulatory examinations and risk reviews from the SEC, CFTC, FINRA, NFA, state regulators and exchanges. Coordinate document requests, advise on regulatory responses and remediation plans, and keep internal stakeholders informed of status and findings. Full time. Found on the employer's careers page on Oct 7, 2026. Apply through the link.

You’ll need

• Experience managing regulatory examinations and risk reviews
• Knowledge of SEC, CFTC, FINRA, NFA and state regulators
• Advising on regulatory responses and remediation plans
• Stakeholder communication and coordination