Risk Officer

What you’d do

Oversees risk, supervisory, and compliance functions for a branch, ensuring adherence to laws and firm policies and escalating significant matters to the Senior Risk Officer. Full time, non-revenue sharing role reporting to the Senior Risk Officer. Found on the employer's careers page on Oct 15, 2026. Apply through the link.

You’ll need

• Bachelor's degree or equivalent education or experience
• Previous industry experience
• Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66)
• Knowledge of SEC, FINRA and Firm Compliance Policies
• Effective written and verbal communication skills