VP, International WM Compliance Officer

What you’d do

Provide compliance guidance on securities laws and licensing across non-U.S. markets, mainly Europe and Latin America. Develop policies and controls for cross-border Financial Advisor activity, lead governance forums, and direct risk assessments and training. Full time. Found on the employer's careers page on Oct 16, 2026. Apply through the link.

You’ll need

• Compliance experience in securities laws
• Knowledge of European and Latin American jurisdictions
• Cross-border regulatory and licensing expertise
• Experience developing compliance policies and controls
• Experience leading governance forums and risk assessments