Compliance Officer, Communications Trade Surveillance

What you’d do

Associate-level role on the TD Securities US Compliance Trade Surveillance team focused on communications. Involves monitoring correspondence, managing confidentiality, escalating high-risk activities, and reporting and analysis to assess program effectiveness. Full time in New York. Found on the employer's careers page on Oct 20, 2026. Apply through the link.

You’ll need

• Associate-level compliance experience
• Trade surveillance and communications monitoring
• Risk identification and escalation
• Reporting and data analysis
• New York, NY based