Business & FinanceOn site
ETF and 1940 Act Registered Funds Compliance Officer - Vice President
iCapitalNew York, NY
$150,000–180,000/yr
Posted Oct 21, 2026
What you’d do
The Compliance Officer will oversee compliance for ETFs, Alternative Investments Fund-of-Funds, and 1940 Act Registered Funds, ensuring adherence to relevant regulations and assisting with compliance programs for SEC Registered Investment Advisers and related entities. Found on the employer's careers page on Oct 21, 2026. Apply through the link.
You’ll need
- Bachelor's degree
- 10+ years compliance experience in financial services
- Knowledge of ETFs, derivatives, alternatives
- Understanding of Investment Advisers Act and Investment Company Act
- Experience with SEC Registered Investment Advisers
Our summary of the listing. The full listing has the details.