Equity and Fixed Income Research, Investment Banking, and Capital Markets Compliance Coverage Vice President

What you’d do

Provide compliance coverage to the Equity and Fixed Income Research business, advising on SEC, FINRA and CFTC research conflict rules, assessing risk and coordinating with Legal and business control teams. Full time, based with the Research business unit in New York. Found on the employer's careers page on Oct 8, 2026. Apply through the link.

You’ll need

• Compliance coverage experience in research, investment banking or capital markets
• Knowledge of SEC and FINRA regulations
• Familiarity with CFTC Research Conflicts of Interest Rules
• Full-time in New York, located with the Research business unit