Central Review Unit Risk Officer

What you’d do

Conduct centralized supervisory and risk reviews, examining alerts, exceptions, and risk indicators and documenting findings per firm procedures. Partner with Field Risk, Compliance, Legal, and Business teams to resolve issues and support audits and regulatory exams. Full time. Found on the employer's careers page on Oct 13, 2026. Apply through the link.

You’ll need

• Familiarity with SEC and FINRA compliance policies
• Strong investigative and problem-solving skills
• Excellent written and verbal communication skills
• Ability to identify issues and trends and offer solutions