Business & FinanceOn site
ETF and 1940 Act Registered Funds Compliance Officer - Assistant Vice President
iCapitalGreenwich, CT
$110,000–145,000/yr
Posted Oct 22, 2026
What you’d do
Support compliance programs for ETFs, Alternative Investments Fund-of-Funds, and 1940 Act Registered Funds. Maintain knowledge of relevant regulations and assist in monitoring compliance and governance frameworks for SEC-registered investment advisers and funds. Found on the employer's careers page on Oct 22, 2026. Apply through the link.
You’ll need
- Bachelor's degree
- 6+ years compliance experience in financial services
- Experience with ETFs, derivatives, alternative investments
- Knowledge of Investment Advisers Act of 1940 and Investment Company Act of 1940
- Experience with NFA or CFTC compliance programs
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