Senior Director, Business Unit Compliance Liaison

What you’d do

Lead the centralized risk team for Wealth Management Solutions focusing on regulatory reporting, controls, governance, risk coordination, and policy oversight. Full-time position based in Minneapolis or Charlotte. Found on the employer's careers page on Oct 21, 2026. Apply through the link.

You’ll need

• Bachelor's degree or equivalent experience
• 10+ years financial services risk management
• Active FINRA Series 7 license
• Active FINRA Series 24 license
• Knowledge of broker-dealer regulations