Business & FinanceHybrid
Principal Swap Dealer Compliance Advisor
Capital OneNew York, NY
$131,800–150,500/yr
Posted Sep 25, 2026
What you’d do
Advise sales, trading, and operations teams on CFTC swap regulations and DCM rules for commodities, FX, and interest rate derivatives. Duties include risk assessments, policy upkeep, compliance training, and working with legal and surveillance teams. Full time in New York, NY. Found on the employer's careers page on Sep 29, 2026. Apply through the link.
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