Business & FinanceOn site
Manager, Registered Sales Associates
Northern TrustChicago, IL
$95,600–162,400/yr
Posted Oct 13, 2026
What you’d do
Supervises day-to-day front office and client-facing activities of registered representatives in retail brokerage, managing support partners in an assigned region and reviewing trade activity, sales practices and compliance policies. Found on the employer's careers page on Oct 18, 2026. Apply through the link.
You’ll need
- FINRA SIE, 7/7TO, 66, 24, 4, and 53 or 52 & 53TO registrations, or willingness to acquire
- Minimum 3 years experience, preferably compliance or supervision
- Previous management or supervisory experience
- Knowledge of applicable laws and regulations
- Full time
Our summary of the listing. The full listing has the details.