Business & FinanceOn site
Information Barrier Surveillance Lead Analyst
TD BankNew York, NY
$150,000–180,000/yr
Posted Oct 20, 2026
What you’d do
Leads a team of compliance specialists advising business units on regulatory requirements and managing regulatory risk, with a focus on information barrier and trade surveillance. Full time in New York. Found on the employer's careers page on Oct 20, 2026. Apply through the link.
You’ll need
- Undergraduate degree
- FINRA Certified Compliance Officer Program or similar designation
- Basic knowledge of trade surveillance
- 5+ years trade surveillance experience
- Information barrier surveillance focus
Our summary of the listing. The full listing has the details.