Business & FinanceOn site
Regulatory and Compliance, AML - Assistant Vice President
iCapitalSalt Lake City, UT
$85,000–110,000/yr
Posted Oct 21, 2026
What you’d do
Lead review and approval of investor AML and KYC documentation with a focus on private funds. Ensure compliance with AML/KYC regulations, assist Legal and Compliance teams, conduct screening reviews, and support audits and inquiries. Found on the employer's careers page on Oct 21, 2026. Apply through the link.
You’ll need
- 5+ years alternatives experience
- Knowledge of Investment Company Act of 1940
- Knowledge of Securities Act of 1933
- AML and KYC regulatory knowledge
- Experience with broker dealer and registered investment advisor
Our summary of the listing. The full listing has the details.