Senior Financial Analyst, Regulatory Reporting

What you’d do

Coordinates daily reserve computations under SEA Rule 15c3-3 and monthly net capital reporting under SEA Rule 15c3-1, monitors balance movements, performs reconciliations, and resolves reporting exceptions with internal teams. Full time in Westlake, TX. Found on the employer's careers page on Oct 19, 2026. Apply through the link.

You’ll need

• Bachelor's in finance, accounting, or related field
• Series 99 license within 6 months of start
• Regulatory reporting experience (SEC Rules 15c3-3, 15c3-1)
• Reconciliations and data accuracy
• Exception research and resolution