Business & FinanceHybrid
Compliance Manager
Ameriprise FinancialBoston, MA
$78,700–138,200/yr
Posted Oct 1, 2026
What you’d do
Supports day-to-day compliance for Columbia Threadneedle's Intermediary and Institutional Sales and Distribution groups, covering product, marketing, sales distribution, and communications review. Acts as subject matter expert on broker-dealer and FINRA rules. Full time. Found on the employer's careers page on Oct 18, 2026. Apply through the link.
You’ll need
- Bachelor's degree or equivalent (4 years)
- 5-7 years of relevant work experience
- Knowledge of financial services industry and compliance
- Broker-dealer sales and distribution rules, FINRA regulations
Our summary of the listing. The full listing has the details.