Marketing & Communications Risk -Assistant Vice President/ Vice President

What you’d do

Review and approve marketing and communications materials for a broker-dealer and investment adviser, ensuring compliance with SEC, FINRA and other SRO rules on communications with the public. Full time role based in Alpharetta, GA. Found on the employer's careers page on Oct 7, 2026. Apply through the link.

You’ll need

• Working knowledge of SEC, FINRA and SRO communications rules
• Prior broker-dealer experience
• Registered Investment Adviser experience
• 2 years reviewing/approving public communications