Regulatory Relations Director (AVP)

What you’d do

Manage concurrent regulatory examinations and risk reviews from SEC, CFTC, FINRA, NFA, state regulators and exchanges. Advise on regulatory responses and remediation plans, and keep internal stakeholders informed of requests, meetings and open issues. Full time. Found on the employer's careers page on Oct 7, 2026. Apply through the link.

You’ll need

• Experience managing regulatory examinations and risk reviews
• Knowledge of SEC, CFTC, FINRA, NFA and state regulator processes
• Ability to advise on regulatory responses and remediation plans
• Stakeholder communication and status reporting skills